Harmonic feature based sparsity-enhancing regularization and its application in gearbox fault diagnosis

YU Lichao, HUANG Yuan, WANG Chenglong, LUO Huageng

Journal of Vibration and Shock ›› 2025, Vol. 44 ›› Issue (6) : 318-328.

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Journal of Vibration and Shock ›› 2025, Vol. 44 ›› Issue (6) : 318-328.
FAULT DIAGNOSIS ANALYSIS

Harmonic feature based sparsity-enhancing regularization and its application in gearbox fault diagnosis

  • YU Lichao, HUANG Yuan, WANG Chenglong, LUO Huageng*
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Abstract

In vibration-based gearbox fault diagnosis, accurately extracting periodic transient impact signals caused by defects is critical for achieving fault diagnosis. However, the vibration signals measured in practice often contain various interference components, making the extraction of transient impacts quite challenging. To address the issue, this paper proposes a sparsity-enhancing regularization method based on harmonic features. Firstly, a weighted sparse optimization model for gearbox fault signals is established. Secondly, an indicator reflecting the strength of periodic transient impact signals is constructed based on harmonic features. Finally, reweighted regularization is implemented based on the indicator to penalize interference signals, thus enhancing the noise reduction capability. The analysis results of both simulated signals and practical cases verify that the proposed method outperforms other sparse decomposition methods and conventional signal processing methods in terms of the reconstruction accuracy for fault signals, thereby providing more accurate gearbox fault diagnosis results. 

Key words

gearbox / fault diagnosis / sparse decomposition / regularization

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YU Lichao, HUANG Yuan, WANG Chenglong, LUO Huageng. Harmonic feature based sparsity-enhancing regularization and its application in gearbox fault diagnosis[J]. Journal of Vibration and Shock, 2025, 44(6): 318-328

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